Filing Details

Accession Number:
0001606268-15-000136
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-15 16:22:25
Reporting Period:
2015-09-14
Filing Date:
2015-09-15
Accepted Time:
2015-09-15 16:22:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1606268 Spark Energy Inc. SPKE Electric & Other Services Combined (4931) 465453215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1613695 Georganne Hodges 2105 Citywest Blvd., Suite 100
Houston TX 77042
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2015-09-15 1,000 $16.46 6,518 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class A Common Stock Acquisiton 2015-09-14 709 $15.50 709 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,015 No 4 A Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2.
  2. Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates.
  3. Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs.