Filing Details
- Accession Number:
- 0001606268-15-000136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-15 16:22:25
- Reporting Period:
- 2015-09-14
- Filing Date:
- 2015-09-15
- Accepted Time:
- 2015-09-15 16:22:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1606268 | Spark Energy Inc. | SPKE | Electric & Other Services Combined (4931) | 465453215 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1613695 | Georganne Hodges | 2105 Citywest Blvd., Suite 100 Houston TX 77042 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2015-09-15 | 1,000 | $16.46 | 6,518 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class A Common Stock | Acquisiton | 2015-09-14 | 709 | $15.50 | 709 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
31,015 | No | 4 | A | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2.
- Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates.
- Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs.