Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0000018230-11-000057)

Filing Details

Accession Number:: 0000018230-11-000057
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-02-04 10:57:09
Reporting Period:: 2011-02-03

Filing Date:: 2011-02-04
Accepted Time:: 2011-02-04 10:57:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
18230	Caterpillar Inc	CAT	Construction Machinery & Equip (3531)	370602744

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1173565	I Joshua Smith	8401 Colesville Rd. Suite 604 Silver Spring MD 20910		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Acquisiton	2011-02-03	4,000	$29.43	14,985	No	4	M	Direct
Common	Acquisiton	2011-02-03	2,000	$40.64	16,985	No	4	M	Direct
Common	Disposition	2011-02-03	6,000	$99.00	10,985	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Employee Stock Option	Disposition	2011-02-03	4,000	$0.00	4,000	$29.43
Common	Employee Stock Option	Disposition	2011-02-03	2,000	$0.00	2,000	$40.64

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2012-04-10	No	4	M	Direct
0		2014-04-14	No	4	M	Direct

Footnotes

This amount includes 203 shares in dividend reinvestment.
(Right to buy) with tandem tax withholding rights.
Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.