Filing Details
- Accession Number:
- 0000899243-15-004787
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-14 19:20:20
- Reporting Period:
- 2015-09-14
- Filing Date:
- 2015-09-14
- Accepted Time:
- 2015-09-14 19:20:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1484565 | Capnia Inc. | CAPN | Electromedical & Electrotherapeutic Apparatus (3845) | 770523891 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180469 | Ernest Mario | 3 Twin Dolphin Drive, Suite 160 Redwood City CA 94065 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-09-14 | 15,000 | $2.28 | 1,589,831 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Includes 10,416 shares that were held directly by Ernest Mario 2008 Annuity Trust III. The shares were assigned directly to the Reporting Person as part of a liquidating distribution of the trust. In prior reports, the Reporting Person reported beneficial ownership of 10,416 shares.
- Includes 10,416 shares that were held directly by Mildred Mario 2008 Annuity Trust III. The shares were assigned directly to the Reporting Person as part of a liquidating distribution of the trust. In prior reports, the Reporting Person reported beneficial ownership of 10,416 shares.
Billionaire Hedge Funds
