Filing Details
- Accession Number:
- 0001493152-15-004338
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-14 19:03:39
- Reporting Period:
- 2015-09-11
- Filing Date:
- 2015-09-14
- Accepted Time:
- 2015-09-14 19:03:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1162896 | Wizard World Inc. | WIZD | Services-Amusement & Recreation Services (7900) | 980357690 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1546596 | Michael John Macaluso | C/O Wizard World, Inc. 2201 Park Place, Suite 101 El Segundo CA 90245 | Ceo, President, Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2015-09-11 | 20,000 | $0.37 | 8,500,213 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Mr. Macaluso currently owns: (i) 8,500,213 shares of common stock; (ii) 2,900,000 stock options at an exercise price of $0.44 per share, of which all options have vested as of today; (iii) 120,000 stock options at an exercise price of $0.40 per share, of which all options have vested as of today; (iv) 900,000 stock options at an exercise price of $1.00 per share, which shall vest quarterly over the period beginning on March 19, 2015 and ending March 18, 2016, of which approximately 440,766 options have vested as of today; (v) 900,000 stock options at an exercise price of $1.25 per share, which shall vest quarterly over the period beginning on March 19, 2016 and ending March 18, 2017; and (vi) 900,000 stock options at an exercise price of $1.50 per share, which shall vest quarterly over the period beginning on March 18, 2017 and ending March 18, 2018.