Filing Details
- Accession Number:
- 0001652252-15-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-14 18:04:28
- Reporting Period:
- 2015-09-10
- Filing Date:
- 2015-09-14
- Accepted Time:
- 2015-09-14 18:04:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
12208 | Bio Rad Laboratories Inc | BIO, BIOB | Laboratory Analytical Instruments (3826) | 941381833 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
940805 | D Norman Schwartz | C/O Bio-Rad Laboratories, Inc. 1000 Alfred Nobel Drive Hercules CA 94547 | Chairman, President, And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Bio-Rad B Common Stock | Acquisiton | 2015-09-10 | 2,000 | $0.00 | 195,308 | No | 4 | M | Direct | |
Bio-Rad B Common Stock | Disposition | 2015-09-10 | 1,058 | $0.00 | 194,250 | No | 4 | J | Direct | |
Bio-Rad A Common Stock | Disposition | 2015-09-11 | 1,058 | $137.36 | 411,252 | No | 4 | S | Direct | |
Bio-Rad B Common Stock | Acquisiton | 2015-09-11 | 2,600 | $0.00 | 196,850 | No | 4 | M | Direct | |
Bio-Rad B Common Stock | Disposition | 2015-09-11 | 1,371 | $0.00 | 195,479 | No | 4 | J | Direct | |
Bio-Rad A Common Stock | Disposition | 2015-09-14 | 1,371 | $138.50 | 411,252 | No | 4 | S | Direct | |
Bio-Rad B Common Stock | Acquisiton | 2015-09-12 | 2,617 | $0.00 | 198,096 | No | 4 | M | Direct | |
Bio-Rad B Common Stock | Disposition | 2015-09-12 | 1,380 | $0.00 | 196,716 | No | 4 | J | Direct | |
Bio-Rad A Common Stock | Disposition | 2015-09-14 | 1,380 | $138.50 | 411,252 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Bio-Rad B Common Stock | Restricted Stock Units | Disposition | 2015-09-10 | 2,000 | $0.00 | 2,000 | $0.00 |
Bio-Rad B Common Stock | Restricted Stock Units | Acquisiton | 2015-09-11 | 16,000 | $0.00 | 16,000 | $0.00 |
Bio-Rad B Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2015-09-11 | 16,000 | $0.00 | 16,000 | $139.56 |
Bio-Rad B Common Stock | Restricted Stock Units | Disposition | 2015-09-11 | 2,600 | $0.00 | 2,600 | $0.00 |
Bio-Rad B Common Stock | Restricted Stock Units | Disposition | 2015-09-12 | 2,617 | $0.00 | 2,617 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,000 | No | 4 | M | Direct | ||
16,000 | No | 4 | A | Direct | ||
16,000 | 2025-09-11 | No | 4 | A | Direct | |
7,800 | No | 4 | M | Direct | ||
5,234 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Bio-Rad B Common Stock | 12,486 | Indirect | By Spouse |
Bio-Rad B Common Stock | 4,060,054 | Indirect | By Blue Raven Partners, L.P. |
Bio-Rad B Common Stock | 13,726 | Indirect | By DANSA Partnership |
Footnotes
- Shares of Class B common stock acquired on the vesting of restricted stock units.
- The reporting person elected to convert shares of Class B common stock into Class A common stock on a 1-for-1 basis.
- Sold by the issuer on behalf of the reporting person to satisfy certain tax obligations in connection with the vesting of restricted stock units, all in accordance with a restricted stock unit award agreement.
- The reporting person disclaims beneficial ownership of these shares.
- The shares are held by a limited partnership of which the reporting person is a limited and general partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The shares are held by a limited partnership of which the reporting person is a limited partner.
- Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class B common stock.
- The restricted stock units vest in five equal annual installments beginning September 10, 2015.
- The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant.
- The stock option vests over five years at 20% per year on the yearly anniversary date of the grant.
- The restricted stock units vest in five equal annual installments beginning September 11, 2014.
- The restricted stock units vest in five equal annual installments beginning September 12, 2013.