Filing Details
- Accession Number:
- 0001054374-15-000117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-14 17:53:47
- Reporting Period:
- 2015-09-10
- Filing Date:
- 2015-09-14
- Accepted Time:
- 2015-09-14 17:53:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1054374 | Broadcom Corp | BRCM | Semiconductors & Related Devices (3674) | 330480482 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1190639 | Eric Brandt | 5300 California Avenue Irvine CA 92617 | Executive Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2015-08-27 | 1,000 | $0.00 | 520,069 | No | 5 | G | Direct | |
| Class A Common Stock | Disposition | 2015-09-10 | 4,200 | $52.13 | 515,869 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2015-09-10 | 800 | $52.49 | 515,069 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Such transaction was executed in multiple trades at prices ranging from $51.45 to $52.44. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Such transaction was executed in multiple trades at prices ranging from $52.45 to $52.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes (i) 139,402 shares that are held as Class A common stock and (ii) 375,667 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
Billionaire Hedge Funds
