Filing Details
- Accession Number:
- 0000899243-15-004706
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-14 09:34:36
- Reporting Period:
- 2015-09-11
- Filing Date:
- 2015-09-14
- Accepted Time:
- 2015-09-14 09:34:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578348 | Cm Finance Inc | CMFN | () | 462883380 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498608 | Michael Mauer | C/O Cm Finance Inc 601 Lexington Ave, 26Th Floor New York NY 10022 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-11 | 500 | $11.51 | 88,499 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-09-11 | 100 | $11.56 | 88,599 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-09-11 | 1,200 | $11.60 | 89,799 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-09-11 | 100 | $11.60 | 89,899 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-09-11 | 400 | $11.60 | 90,299 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-09-11 | 100 | $11.61 | 90,399 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-09-11 | 2,100 | $11.59 | 92,499 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Includes 0.059 shares acquired under the CM Finance Inc dividend reinvestment plan.