Filing Details
- Accession Number:
- 0000950138-15-000628
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-14 08:33:37
- Reporting Period:
- 2015-09-10
- Filing Date:
- 2015-09-14
- Accepted Time:
- 2015-09-14 08:33:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
890491 | Barnes & Noble Inc | BKS | Retail-Miscellaneous Shopping Goods Stores (5940) | 061196501 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
927587 | Leonard Riggio | C/O Barnes &Amp; Noble, Inc. 122 Fifth Avenue New York, NY 10011 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-10 | 650,000 | $12.63 | 8,244,491 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-09-11 | 350,000 | $12.52 | 8,594,491 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,029,141 | Indirect | By Trust and Corp. |
Footnotes
- The price reported in Column 4 is a weighted average share price. These shares were purchased in multiple transactions at per share prices ranging from $12.27 to $12.83, inclusive. The Reporting Person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.
- The price reported in Column 4 is a weighted average share price. These shares were purchased in multiple transactions at per share prices ranging from $12.30 to $12.91, inclusive. The Reporting Person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 2 to this Form 4.
- Of these shares, 712,473 shares are owned indirectly in a rabbi trust established by the Issuer for the benefit of the Reporting Person, and the remaining 2,316,668 shares are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and his wife, Louise Riggio. An additional 1,428,500 shares are owned by The Riggio Foundation, a charitable trust of which Mr. and Mrs. Riggio are the co-trustees.