Filing Details
- Accession Number:
- 0001058854-15-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-11 20:48:33
- Reporting Period:
- 2015-09-08
- Filing Date:
- 2015-09-11
- Accepted Time:
- 2015-09-11 20:48:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
741815 | Hooper Holmes Inc | HH | Services-Misc Health & Allied Services, Nec (8090) | 221659359 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1058854 | Cannell Capital Llc | 150 East Hansen Avenue, P.o. Box 3459 Jackson WY 83001 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-09-08 | 112,932 | $0.16 | 10,450,984 | No | 4 | S | Indirect | By partnerships, corporations, and other individual accounts |
Common Stock | Disposition | 2015-09-11 | 110,418 | $0.16 | 10,340,566 | No | 4 | S | Indirect | By partnerships, corporations, and other individual accounts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By partnerships, corporations, and other individual accounts |
No | 4 | S | Indirect | By partnerships, corporations, and other individual accounts |
Footnotes
- As of September 11, 2015 Tristan Offshore Fund Limited ("Tristan Offshore"), Tristan Partners, L.P. ("Tristan"), and sundry separately-managed accounts managed by Cannell Capital LLC, ("Cannell SMAs" collectively with Tristan Offshore and Tristan the "Funds") owned in the aggregate (i) 10,340,566 shares of common stock, with par value of $0.04 per share of Hooper Holmes Inc. ("the Company")
- Cannell Capital LLC acts as the investment adviser to Tristan Offshore and the Cannell SMAs, and is the general partner of and investment adviser to Tristan. As a result, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of the Company held by the Funds. Mr. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. Thus, for the purposes of Reg. Section 240.13d-3, as of September 11, 2015 Mr. Cannell is deemed to beneficially own 10,340,566 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Funds, if any.
- The sale transactions reported on this Form 4 were made on the behalf of a Cannell SMA. The account which sold shares of the Company last purchased shares of the Company on April 16, 2013. The cost basis of the shares of the Company held by this account average $0.39 per share.