Home > Insider Trading > Filing (0001140361-15-034903)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1200375	Codexis Inc	CDXS	Industrial Organic Chemicals (2860)	710872999

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1181179	J Bernard Kelley	C/O Codexis, Inc. 200 Penobscot Drive Redwood City CA 94063		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-09-10	16,666	$1.05	198,346	No	4	M	Direct
Common Stock	Disposition	2015-09-10	5,200	$3.45	193,146	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2015-09-10	16,666	$0.00	16,666	$1.05

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2015-10-18	No	4	M	Direct

Footnotes

The reporting person voluntarily exercised the stock option and sold shares sufficient to cover the exercise price to avoid the expiration of such option in October 2015.
Includes 20,731 shares of restricted stock. Such shares vest on the earlier of June 10, 2016 or the date of the Issuer's 2016 annual meeting of stockholders.
This transaction was executed in multiple trades in prices ranging from $3.45 to $3.50, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
100% of the shares subject to the option are fully vested and exercisable.