Filing Details

Accession Number:
0001179110-15-013306
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-11 17:28:15
Reporting Period:
2015-09-09
Filing Date:
2015-09-11
Accepted Time:
2015-09-11 17:28:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042074 Cymabay Therapeutics Inc. CBAY Pharmaceutical Preparations (2834) 943103561
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1110780 Carl Goldfischer C/O Cymabay Therapeutics, Inc.
7999 Gateway Blvd, Suite 130
Newark CA 94560
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-09-09 13 $2.76 28 No 4 S Indirect By Bay City Capital LLC
Common Stock Disposition 2015-09-09 13,844 $2.76 29,980 No 4 S Indirect By The Bay City Capital Fund II, L.P.
Common Stock Disposition 2015-09-09 905 $2.76 1,959 No 4 S Indirect By The Bay City Capital Fund II Co-Investment Fund, L.P
Common Stock Disposition 2015-09-10 15 $2.71 13 No 4 S Indirect By Bay City Capital LLC
Common Stock Disposition 2015-09-10 15,474 $2.71 14,506 No 4 S Indirect By The Bay City Capital Fund II, L.P.
Common Stock Disposition 2015-09-10 1,011 $2.71 948 No 4 S Indirect By The Bay City Capital Fund II Co-Investment Fund, L.P.
Common Stock Disposition 2015-09-11 13 $2.77 0 No 4 S Indirect By Bay City Capital LLC
Common Stock Disposition 2015-09-11 14,506 $2.76 0 No 4 S Indirect By The Bay City Capital Fund II, L.P.
Common Stock Disposition 2015-09-11 948 $2.76 0 No 4 S Indirect By The Bay City Capital Fund II Co-Investment Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Bay City Capital LLC
No 4 S Indirect By The Bay City Capital Fund II, L.P.
No 4 S Indirect By The Bay City Capital Fund II Co-Investment Fund, L.P
No 4 S Indirect By Bay City Capital LLC
No 4 S Indirect By The Bay City Capital Fund II, L.P.
No 4 S Indirect By The Bay City Capital Fund II Co-Investment Fund, L.P.
No 4 S Indirect By Bay City Capital LLC
No 4 S Indirect By The Bay City Capital Fund II, L.P.
No 4 S Indirect By The Bay City Capital Fund II Co-Investment Fund, L.P.
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.70 to $2.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. The Reporting Person is a managing director of Bay City Capital LLC, The Bay City Capital Fund II, L.P. and The Bay City Capital Fund II Co-Investment Fund, L.P (collectively the "Bay City Capital Funds"), and has voting and investment control over the shares owned by the Bay City Capital Funds. The Reporting Person disclaims beneficial ownership of the shares owned by the Bay City Capital Funds except to the extent of his pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.66 to $2.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.69 to $2.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.64 to $2.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.