Filing Details
- Accession Number:
- 0001179110-15-013306
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-11 17:28:15
- Reporting Period:
- 2015-09-09
- Filing Date:
- 2015-09-11
- Accepted Time:
- 2015-09-11 17:28:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1042074 | Cymabay Therapeutics Inc. | CBAY | Pharmaceutical Preparations (2834) | 943103561 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1110780 | Carl Goldfischer | C/O Cymabay Therapeutics, Inc. 7999 Gateway Blvd, Suite 130 Newark CA 94560 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-09-09 | 13 | $2.76 | 28 | No | 4 | S | Indirect | By Bay City Capital LLC |
Common Stock | Disposition | 2015-09-09 | 13,844 | $2.76 | 29,980 | No | 4 | S | Indirect | By The Bay City Capital Fund II, L.P. |
Common Stock | Disposition | 2015-09-09 | 905 | $2.76 | 1,959 | No | 4 | S | Indirect | By The Bay City Capital Fund II Co-Investment Fund, L.P |
Common Stock | Disposition | 2015-09-10 | 15 | $2.71 | 13 | No | 4 | S | Indirect | By Bay City Capital LLC |
Common Stock | Disposition | 2015-09-10 | 15,474 | $2.71 | 14,506 | No | 4 | S | Indirect | By The Bay City Capital Fund II, L.P. |
Common Stock | Disposition | 2015-09-10 | 1,011 | $2.71 | 948 | No | 4 | S | Indirect | By The Bay City Capital Fund II Co-Investment Fund, L.P. |
Common Stock | Disposition | 2015-09-11 | 13 | $2.77 | 0 | No | 4 | S | Indirect | By Bay City Capital LLC |
Common Stock | Disposition | 2015-09-11 | 14,506 | $2.76 | 0 | No | 4 | S | Indirect | By The Bay City Capital Fund II, L.P. |
Common Stock | Disposition | 2015-09-11 | 948 | $2.76 | 0 | No | 4 | S | Indirect | By The Bay City Capital Fund II Co-Investment Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Bay City Capital LLC |
No | 4 | S | Indirect | By The Bay City Capital Fund II, L.P. |
No | 4 | S | Indirect | By The Bay City Capital Fund II Co-Investment Fund, L.P |
No | 4 | S | Indirect | By Bay City Capital LLC |
No | 4 | S | Indirect | By The Bay City Capital Fund II, L.P. |
No | 4 | S | Indirect | By The Bay City Capital Fund II Co-Investment Fund, L.P. |
No | 4 | S | Indirect | By Bay City Capital LLC |
No | 4 | S | Indirect | By The Bay City Capital Fund II, L.P. |
No | 4 | S | Indirect | By The Bay City Capital Fund II Co-Investment Fund, L.P. |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.70 to $2.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The Reporting Person is a managing director of Bay City Capital LLC, The Bay City Capital Fund II, L.P. and The Bay City Capital Fund II Co-Investment Fund, L.P (collectively the "Bay City Capital Funds"), and has voting and investment control over the shares owned by the Bay City Capital Funds. The Reporting Person disclaims beneficial ownership of the shares owned by the Bay City Capital Funds except to the extent of his pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.66 to $2.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.69 to $2.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.64 to $2.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.