Filing Details
- Accession Number:
- 0001140361-15-034895
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-11 17:01:09
- Reporting Period:
- 2015-09-04
- Filing Date:
- 2015-09-11
- Accepted Time:
- 2015-09-11 17:01:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1236997 | Counterpath Corp | CPAH | Services-Prepackaged Software (7372) | 200004161 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220385 | H Terence Matthews | 390 March Road, Suite 110 Kanata A6 K2K 0G7 | Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2015-09-05 | 1,500,000 | $0.50 | 10,393,025 | No | 4 | P | Indirect | Kanata Research Park Corporation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Kanata Research Park Corporation |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2015-09-04 | 750,000 | $0.00 | 750,000 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 750,000 | 2015-09-04 | 2017-09-04 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 8,893,025 | Indirect | Kanata Research Park Corporation |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common | Deferred Share Units | $0.00 | 2009-12-14 | 48,387 | 48,387 | Direct | |
| Common | Deferred Share Units | $0.00 | 2010-06-18 | 30,000 | 78,387 | Direct | |
| Common | Deferred Share Units | $0.00 | 2011-07-25 | 16,216 | 94,603 | Direct | |
| Common | Deferred Share Units | $0.00 | 2012-07-19 | 15,397 | 110,000 | Direct | |
| Common | Deferred Share Units | $0.00 | 2013-07-25 | 22,625 | 132,625 | Direct | |
| Common | Deferred Share Units | $0.00 | 2014-07-11 | 34,274 | 166,899 | Direct | |
| Common | Deferred Share Units | $0.00 | 2015-07-17 | 72,113 | 239,012 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 48,387 | 48,387 | Direct | |
| 30,000 | 78,387 | Direct | |
| 16,216 | 94,603 | Direct | |
| 15,397 | 110,000 | Direct | |
| 22,625 | 132,625 | Direct | |
| 34,274 | 166,899 | Direct | |
| 72,113 | 239,012 | Direct |
Footnotes
- Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. The deferred share units vest immediately.
- Wesley Clover International Corporation is the sole shareholder of Kanata. Dr. Matthews owns 99.999% of the issued and outstanding voting shares of Wesley Clover International Corporation.
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