Filing Details
- Accession Number:
- 0001209191-15-070343
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-11 16:37:18
- Reporting Period:
- 2015-09-09
- Filing Date:
- 2015-09-11
- Accepted Time:
- 2015-09-11 16:37:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1347178 | Vanda Pharmaceuticals Inc. | VNDA | Pharmaceutical Preparations (2834) | 030491827 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1355537 | Hristos Mihael Polymeropoulos | 2200 Pennsylvania Avenue Suite 300E Washington DC 20037 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-09 | 42,747 | $4.73 | 800,894 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-09-09 | 29,577 | $12.51 | 771,317 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-09-10 | 147,626 | $4.73 | 918,943 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-09-10 | 102,162 | $12.73 | 816,781 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-09-09 | 42,747 | $0.00 | 42,747 | $4.73 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-09-10 | 147,626 | $0.00 | 147,626 | $4.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
147,626 | 2015-12-19 | No | 4 | M | Direct | |
0 | 2015-12-19 | No | 4 | M | Direct |
Footnotes
- Represents shares of common stock sold to cover the payment of the option exercise price and to satisfy tax obligations relating to exercise of the option, which is scheduled to expire on December 19, 2015.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.87, inclusive.
- Became exercisable with respect to 25% of the shares on December 29, 2006 and with respect to an additional 2.08333% of the aggregate shares each month thereafter.