Filing Details
- Accession Number:
- 0001209191-15-070293
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-11 12:17:52
- Reporting Period:
- 2015-09-11
- Filing Date:
- 2015-09-11
- Accepted Time:
- 2015-09-11 12:17:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1048685 | Metalico Inc | MEA | Secondary Smelting & Refining Of Nonferrous Metals (3341) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1370774 | Kevin Whalen | 186 North Avenue East Cranford NJ 07016 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-09-11 | 32,239 | $0.60 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Rights to Deferred Stock | Disposition | 2015-09-11 | 3,500 | $0.60 | 3,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-09-11 | 2015-09-11 | No | 4 | S | Direct |
Footnotes
- Includes 3,577 shares beneficially owned by Reporting Person's children and 200 shares beneficially owned by Reporting Person's wife.
- All equity interests sold in accordance with the Agreement and Plan of Merger dated as of June 15, 2015, by and among Total Merchant Limited, TM Merger Sub Corp. and the Issuer, as amended (the "Merger Agreement").
- Options at various exercise prices held by the Reporting Person terminated upon consummation of the merger contemplated under the Merger Agreement described in fn 1.