Filing Details

Accession Number:
0001493152-15-004299
Form Type:
5
Zero Holdings:
No
Publication Time:
2015-09-10 20:06:59
Reporting Period:
2014-12-31
Filing Date:
2015-09-10
Accepted Time:
2015-09-10 20:06:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1482541 Surna Inc. SRNA Services-Business Services, Nec (7389) 273911608
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1608502 Marie Brandy Keen 6519 Steeple Rock Dr
Frederick CO 80516
Vp Sales / Ceo Yes Yes Yes No
1608505 Banks Stephen Keen 840 Turpin Way
Erie CO 80516
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-12 1,750,000 $0.00 36,439,669 No 4 G Direct
Common Stock Disposition 2014-09-12 40,000 $0.50 36,399,669 No 4 S Direct
Common Stock Disposition 2014-09-12 55,000 $0.75 36,344,669 No 4 S Direct
Common Stock Disposition 2014-09-12 20,000 $0.75 36,324,669 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares transferred from joint account of Brandy Keen (VP Sales) and Stephen Keen (CEO).