Filing Details
- Accession Number:
- 0001209191-15-070216
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-10 19:03:06
- Reporting Period:
- 2015-09-08
- Filing Date:
- 2015-09-10
- Accepted Time:
- 2015-09-10 19:03:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921299 | Fibrogen Inc | FGEN | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621334 | Pat Cotroneo | C/O Fibrogen, Inc. 409 Illinois St. San Francisco CA 94158 | Vp, Finance And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-09-08 | 2,500 | $2.35 | 109,061 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-09-08 | 2,500 | $26.00 | 106,561 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-09-08 | 690 | $2.90 | 107,251 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-09-10 | 5,000 | $2.35 | 112,251 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-09-10 | 5,000 | $28.00 | 107,251 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-09-08 | 2,500 | $0.00 | 2,500 | $2.35 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-09-08 | 430 | $0.00 | 430 | $2.90 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-09-08 | 260 | $0.00 | 260 | $2.90 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-09-10 | 3,000 | $0.00 | 3,000 | $2.35 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-09-10 | 2,000 | $0.00 | 2,000 | $2.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,000 | 2018-03-12 | No | 4 | M | Direct | |
| 0 | 2020-06-24 | No | 4 | M | Direct | |
| 3,740 | 2020-06-24 | No | 4 | M | Direct | |
| 0 | 2018-03-12 | No | 4 | M | Direct | |
| 30,000 | 2018-03-12 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 plan.
- Fully vested.
Billionaire Hedge Funds
