Filing Details
- Accession Number:
- 0001181431-11-007291
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-03 20:06:52
- Reporting Period:
- 2011-02-01
- Filing Date:
- 2011-02-03
- Accepted Time:
- 2011-02-03 20:06:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
916235 | Sonic Solutions | SNIC | Services-Computer Integrated Systems Design (7373) | 930925818 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1257779 | Clay A Leighton | C/O Sonic Solutions, 7250 Redwood Blvd. Suite 300 Novato CA 94945 | President, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-01 | 15,000 | $1.17 | 94,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-01 | 15,000 | $14.54 | 79,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-01 | 15,000 | $0.00 | 15,000 | $1.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,392 | 2011-10-25 | No | 4 | M | Direct |
Footnotes
- The shares are being sold pursuant to a 10b5-1 plan.
- Average price of multiple open market transactions during the day. Purchase prices for individual transactions ranged from $14.45 to $14.61.
- The underlying shares vested monthly over three years commencing on September 30, 2001 and are subject to change of control vesting per standard company policy for directors and officers.