Filing Details
- Accession Number:
- 0001209191-11-006937
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-02-03 20:00:30
- Reporting Period:
- 2011-02-02
- Filing Date:
- 2011-02-03
- Accepted Time:
- 2011-02-03 20:00:30
- Original Submission Date:
- 2011-02-02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364742 | Blackrock Inc. | BLK | Security Brokers, Dealers & Flotation Companies (6211) | 320174431 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1376962 | W Robert Fairbairn | Blackrock, Inc. 55 East 52Nd Street New York NY 10055 | Senior Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2011-02-02 | 5,296 | $199.10 | 71,037 | No | 4 | S | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2011-02-02 | 1,900 | $199.84 | 69,137 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This amendment represents an adjustment in the number of shares previously reported as sold on February 2, 2011 by reporting person.
- This transaction was executed in multiple trades at prices ranging from $198.675 to $199.6467. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- Includes (i) 2,536 Restricted Stock Units vesting on 1/31/12, (ii) 3,886 shares of Restricted Stock vesting in equal installments on 1/31/12 and 1/31/13, (iii) 34,394 Restricted Stock Units vesting on 9/29/11, (iv) 4,001 shares of Restricted Stock vesting on 1/31/12, (v) 8,282 shares of Restricted Stock vesting in installments on 1/31/12, 1/31/13 and 1/31/14 and (vi) 13,098 shares of Restricted Stock vesting on 1/31/14. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
- This transaction was executed in multiple trades at prices ranging from $199.71 to $199.9167. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.