Filing Details
- Accession Number:
- 0000073124-15-000192
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-09 17:20:58
- Reporting Period:
- 2015-09-08
- Filing Date:
- 2015-09-09
- Accepted Time:
- 2015-09-09 17:20:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223690 | H Frederick Waddell | 50 South Lasalle Street Chicago IL 60603 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-09-08 | 21,305 | $70.44 | 72,064 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 197,434 | Direct | |
Common Stock | 33,500 | Indirect | 2013 GRAT |
Common Stock | 15,169 | Indirect | 2014 GRAT |
Common Stock | 54,800 | Indirect | 2015 GRAT |
Common Stock | 8,710 | Indirect | By Spouse |
Common Stock | 33,379 | Indirect | 401(k) as of 6-30-2015 |
Footnotes
- Price reflects the weighted average sales price from $70.21 to $70.62. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- Includes 197,314 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.