Filing Details
- Accession Number:
- 0001140361-15-034640
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-09 10:06:14
- Reporting Period:
- 2015-09-04
- Filing Date:
- 2015-09-09
- Accepted Time:
- 2015-09-09 10:06:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1494448 | Emergent Capital Inc. | EMG | Life Insurance (6311) | 300663473 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494452 | Antony Mitchell | 5355 Town Center Road Suite 701 Boca Raton FL 33486 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-04 | 10,000 | $5.59 | 814,334 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.60, inclusive. The reporting person undertakes to provide to Emergent Capital, Inc., any security holder of Emergent Capital, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.