Filing Details
- Accession Number:
- 0001127602-15-026698
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-08 18:49:52
- Reporting Period:
- 2015-09-03
- Filing Date:
- 2015-09-08
- Accepted Time:
- 2015-09-08 18:49:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181119 | Jr G James Shennan | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-09-03 | 19,724 | $15.21 | 53,274 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-09-03 | 19,724 | $55.27 | 33,550 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2015-09-03 | 19,724 | $0.00 | 19,724 | $15.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-11-16 | 2015-11-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 60,000 | Indirect | By Shennan 1995 Trust |
| Common Stock | 124,880 | Indirect | By Shennan Family Investments LLC |
| Common Stock | 312,088 | Indirect | By Shennan LLC |
Footnotes
- On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split.
- Includes 106 deferred stock units (adjusted to reflect the stock split) acquired on November 28, 2014; 94 deferred stock units (adjusted to reflect the stock split) acquired on February 20, 2015; 84 deferred stock units acquired on May 22, 2015 and 82 deferred stock units acquired on August 21, 2015, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
- This transaction was executed in multiple trades at prices ranging from $55.160 to $55.275. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.
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