Filing Details
- Accession Number:
- 0001439288-15-000103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-04 15:56:22
- Reporting Period:
- 2015-09-03
- Filing Date:
- 2015-09-04
- Accepted Time:
- 2015-09-04 15:56:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1439288 | Rexnord Corp | RXN | General Industrial Machinery & Equipment (3560) | 205197013 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1535684 | W Mark Peterson | 4701 West Greenfield Avenue Milwaukee WI 53214 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-03 | 3,466 | $19.83 | 3,466 | No | 4 | I | Indirect | By 401(k) Plan |
Common Stock | Acquisiton | 2015-09-04 | 2,540 | $19.64 | 5,540 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | I | Indirect | By 401(k) Plan |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $4.80 | 2019-07-30 | 5,620 | 5,620 | Direct | |
Common Stock | Stock Option (right to buy) | $8.89 | 2020-07-29 | 7,284 | 7,284 | Direct | |
Common Stock | Stock Option (right to buy) | $18.74 | 2012-12-29 | 2021-12-29 | 83,254 | 83,254 | Direct |
Common Stock | Stock Option (right to buy) | $22.03 | 2012-05-11 | 2022-05-11 | 225,000 | 225,000 | Direct |
Common Stock | Stock Option (right to buy) | $25.77 | 2016-05-22 | 2025-05-22 | 75,574 | 75,574 | Direct |
Common Stock | Performance Stock Units | $0.00 | 8,400 | 8,400 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-07-30 | 5,620 | 5,620 | Direct |
2020-07-29 | 7,284 | 7,284 | Direct |
2021-12-29 | 83,254 | 83,254 | Direct |
2022-05-11 | 225,000 | 225,000 | Direct |
2025-05-22 | 75,574 | 75,574 | Direct |
8,400 | 8,400 | Direct |
Footnotes
- Based on information from the trustee of the 401(k) Plan.
- Option fully vested.
- One half of the original option vests in five annual installments beginning on the date listed above. The other half vests in five annual installments on March 31 of each fiscal year based on continued employment.
- One half of the original option vested three years from the date listed above and the other half vests five years from the date listed above.
- The original option vests in three annual installments beginning on the date listed above.
- Each performance stock unit ("PSU") represents a contingent right to receive one share of Rexnord Corporation's common stock if certain conditions are satisfied during the three-year performance period (fiscal 2016-fiscal 2018). Vesting of PSUs is dependent on the relative total shareholder return of Rexnord Corporation's common stock as compared to companies in the S&P 1500 Industrials Sector Index and on goals related to absolute free cash flow conversion. The target number of PSUs that may be earned is reported above; the maximum amount is 200% of the number reported.