Filing Details
- Accession Number:
- 0001140361-15-034401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-03 17:42:34
- Reporting Period:
- 2015-09-01
- Filing Date:
- 2015-09-03
- Accepted Time:
- 2015-09-03 17:42:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1437402 | Ardelyx Inc. | ARDX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1611311 | P. David Rosenbaum | C/O Ardelyx, Inc. 34175 Ardenwood Blvd, Suite 100 Fremont CA 94555 | Svp, Drug Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-09-01 | 1,286 | $18.32 | 0 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-09-03 | 1,251 | $19.25 | 25,880 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 77,592 | Indirect | See Footnote |
Footnotes
- Consists of 1,286 shares acquired under the Issuer's Employee Stock Purchase Plan on August 31, 2015.
- The shares are directly held by the reporting person's wife.
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 18, 2015.
- Consists of 1,251 shares acquired under the Issuer's Employee Stock Purchase Plan on August 31, 2015.
- The reporting person no longer has a reportable beneficial interest in 2,777 shares of the Issuer's common stock owned by his son and 2,777 shares of the Issuer's common stock owned by each of his two daughters, which shares were included in the reporting person's prior ownership reports.
- The shares are directly held by David Paul Rosenbaum and Susan Edelstein Rosenbaum, Trustees of the David Paul Rosenbaum Family Trust.