Filing Details

Accession Number:
0001140361-15-034401
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-03 17:42:34
Reporting Period:
2015-09-01
Filing Date:
2015-09-03
Accepted Time:
2015-09-03 17:42:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1437402 Ardelyx Inc. ARDX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1611311 P. David Rosenbaum C/O Ardelyx, Inc.
34175 Ardenwood Blvd, Suite 100
Fremont CA 94555
Svp, Drug Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-09-01 1,286 $18.32 0 No 4 S Indirect See Footnote
Common Stock Disposition 2015-09-03 1,251 $19.25 25,880 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 77,592 Indirect See Footnote
Footnotes
  1. Consists of 1,286 shares acquired under the Issuer's Employee Stock Purchase Plan on August 31, 2015.
  2. The shares are directly held by the reporting person's wife.
  3. Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 18, 2015.
  4. Consists of 1,251 shares acquired under the Issuer's Employee Stock Purchase Plan on August 31, 2015.
  5. The reporting person no longer has a reportable beneficial interest in 2,777 shares of the Issuer's common stock owned by his son and 2,777 shares of the Issuer's common stock owned by each of his two daughters, which shares were included in the reporting person's prior ownership reports.
  6. The shares are directly held by David Paul Rosenbaum and Susan Edelstein Rosenbaum, Trustees of the David Paul Rosenbaum Family Trust.