Filing Details
- Accession Number:
- 0001441634-15-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-03 17:30:11
- Reporting Period:
- 2015-09-01
- Filing Date:
- 2015-09-03
- Accepted Time:
- 2015-09-03 17:30:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 980682363 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211588 | E Hock Tan | C/O Avago Technologies Us Inc. 1320 Ridder Park Drive San Jose CA 95131 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2015-08-07 | 18,000 | $0.00 | 138,256 | No | 5 | G | Direct | |
| Ordinary Shares | Acquisiton | 2015-09-01 | 105,729 | $32.39 | 243,985 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2015-09-01 | 3,529 | $121.26 | 240,456 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2015-09-01 | 21,081 | $122.68 | 219,375 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2015-09-01 | 68,748 | $123.45 | 150,627 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2015-09-01 | 12,071 | $124.25 | 138,556 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2015-09-01 | 300 | $124.97 | 138,256 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2015-09-01 | 105,729 | $0.00 | 105,729 | $32.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 377,082 | 2018-03-07 | No | 4 | M | Direct |
Footnotes
- Charitable gift to Massachusetts Institute of Technology.
- Includes 41,666 Restricted Share Units.
- Transactions made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Transaction executed in multiple trades at prices ranging from $120.70 to $121.63 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $121.93 to $122.92 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $122.93 to $123.92 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $123.93 to $124.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $124.94 to $125.02 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The option is fully vested and exercisable.
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