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Filing Details

Accession Number:: 0001140361-15-034396
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-09-03 17:28:30
Reporting Period:: 2015-09-02

Filing Date:: 2015-09-03
Accepted Time:: 2015-09-03 17:28:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1543418	Novacopper Inc.	NCQ	Gold And Silver Ores (1040)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1645506	Philip Oneill	Suite 1950, 777 Dunsmuir Street Vancouver A1 V7Y 1K4		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares	Acquisiton	2015-09-02	149,999	$0.54	149,999	No	4	M	Direct
Common Shares	Disposition	2015-09-02	8,500	$0.64	141,499	No	4	S	Direct
Common Shares	Disposition	2015-09-02	61,500	$0.48	79,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Arrangement Options	Disposition	2015-09-02	149,999	$0.00	149,999	$0.54

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2015-06-19	2015-09-17	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	2,784,000	Indirect	Gold First Investment Limited

Footnotes

Reflected in Canadian dollars,
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from Cdn$0.63 to Cdn$0.64, inclusive. The reporting person undertakes to provide to NovaCopper Inc., any shareholder of NovaCopper Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price reported in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4752 to $0.50, inclusive. The reporting person undertakes to provide to NovaCopper Inc., any shareholder of NovaCopper Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price reported in this footnote
Held by Gold First Investment Limited. The Reporting Person is one of three directors of Gold First Investment Limited and may, accordingly, be deemed to beneficially own such shares. The Reporting Person owns one-third of Notela Resource Advisors Ltd., which controls 60% of Gold First Investment Limited. The Reporting Person disclaims beneficial ownership of such shares except for his pecuniary interest therein.
In connection with an arrangement agreement between NovaCopper Inc. and Sunward Resources Ltd. ("Sunward"), announced on April 23, 2015, pursuant to which NovaCopper Inc. acquired Sunward (the "Arrangement") on June 19, 2015 , the Reporting Person received options of NovaCopper Inc. in exchange for outstanding options of Sunward held by the Reporting Person entitling the Reporting Person to 0.3 shares of NovaCopper Inc. for each option of Sunward held immediately prior to the effective time of the Arrangement. In connection with the Arrangement, shareholders of Sunward received 0.3 shares of the Issuer for each share of Sunward
The Form 4 filed on June 23, 2015 erroneously over-reported the number of options by one (150,000 options instead of 149,999 options).