Filing Details
- Accession Number:
- 0001439288-15-000101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-03 17:03:45
- Reporting Period:
- 2015-09-02
- Filing Date:
- 2015-09-03
- Accepted Time:
- 2015-09-03 17:03:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1439288 | Rexnord Corp | RXN | General Industrial Machinery & Equipment (3560) | 205197013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1525211 | A. Todd Adams | 4701 West Greenfield Avenue Milwaukee WI 53214 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-09-02 | 3,866 | $19.71 | 3,866 | No | 4 | I | Indirect | By 401(k) Plan |
| Common Stock | Acquisiton | 2015-09-03 | 1,200 | $19.72 | 1,200 | No | 4 | P | Indirect | By SEP IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | I | Indirect | By 401(k) Plan |
| No | 4 | P | Indirect | By SEP IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 42,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $4.79 | 2016-07-21 | 81,012 | 81,012 | Direct | |
| Common Stock | Stock Option (right to buy) | $4.79 | 2017-04-19 | 165,138 | 165,138 | Direct | |
| Common Stock | Stock Option (right to buy) | $9.61 | 2018-06-24 | 89,914 | 89,914 | Direct | |
| Common Stock | Stock Option (right to buy) | $4.80 | 2019-07-30 | 224,785 | 224,785 | Direct | |
| Common Stock | Stock Option (right to buy) | $4.80 | 2019-09-11 | 499,524 | 499,524 | Direct | |
| Common Stock | Stock Option (right to buy) | $8.89 | 2011-10-29 | 2020-10-29 | 166,508 | 166,508 | Direct |
| Common Stock | Stock Option (right to buy) | $18.00 | 2012-03-29 | 2022-03-29 | 937,000 | 937,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-07-21 | 81,012 | 81,012 | Direct |
| 2017-04-19 | 165,138 | 165,138 | Direct |
| 2018-06-24 | 89,914 | 89,914 | Direct |
| 2019-07-30 | 224,785 | 224,785 | Direct |
| 2019-09-11 | 499,524 | 499,524 | Direct |
| 2020-10-29 | 166,508 | 166,508 | Direct |
| 2022-03-29 | 937,000 | 937,000 | Direct |
Footnotes
- Based on information from the trustee of the 401(k) Plan.
- Option fully vested.
- One half of the original option vests in five annual installments beginning on the date listed above. The other half vested in five annual installments on March 31 of each fiscal year based on continued employment.
- One half of the original option vests three years from the date listed above and the other half vests five years from the date listed above.
Billionaire Hedge Funds
