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Home > Insider Trading > Filing (0001209191-15-069336)

Filing Details

Accession Number:: 0001209191-15-069336
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-09-03 13:30:50
Reporting Period:: 2015-09-01

Filing Date:: 2015-09-03
Accepted Time:: 2015-09-03 13:30:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1326732	Xencor Inc	XNCR	Pharmaceutical Preparations (2834)	201622502

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1291972	Jr Edgardo Baracchini	C/O Xencor, Inc. 111 West Lemon Avenue Monrovia CA 91016	Chief Business Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-09-01	1,250	$0.59	1,250	No	4	M	Direct
Common Stock	Disposition	2015-09-01	1,250	$16.49	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2015-09-01	1,250	$0.00	1,250	$0.59

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
175,671		2020-01-17	No	4	M	Direct

Footnotes

Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted March 13, 2015.
25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.