Filing Details
- Accession Number:
- 0001607125-15-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-03 08:47:51
- Reporting Period:
- 2015-09-01
- Filing Date:
- 2015-09-03
- Accepted Time:
- 2015-09-03 08:47:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
936395 | Ciena Corp | CIEN | Telephone & Telegraph Apparatus (3661) | 232725311 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1177261 | B Stephen Alexander | C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426 | Sr Vp Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-01 | 3,750 | $16.52 | 142,932 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-09-01 | 3,750 | $21.94 | 139,182 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-09-01 | 3,750 | $0.00 | 3,750 | $16.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,285 | 2015-11-02 | No | 4 | M | Direct |
Footnotes
- Shares reported include unvested Restricted Stock Units (RSUs).
- Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/19/14, as amended.
- Shares reported include unvested Restricted Stock Units (RSUs).
- Option vests in equal monthly amounts over 48 months beginning on November 1, 2005.