Filing Details

Accession Number:
0001607125-15-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-03 08:47:51
Reporting Period:
2015-09-01
Filing Date:
2015-09-03
Accepted Time:
2015-09-03 08:47:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
936395 Ciena Corp CIEN Telephone & Telegraph Apparatus (3661) 232725311
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1177261 B Stephen Alexander C/O Ciena Corporation
7035 Ridge Rd.
Hanover MD 21076-1426
Sr Vp Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-01 3,750 $16.52 142,932 No 4 M Direct
Common Stock Disposition 2015-09-01 3,750 $21.94 139,182 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2015-09-01 3,750 $0.00 3,750 $16.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,285 2015-11-02 No 4 M Direct
Footnotes
  1. Shares reported include unvested Restricted Stock Units (RSUs).
  2. Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/19/14, as amended.
  3. Shares reported include unvested Restricted Stock Units (RSUs).
  4. Option vests in equal monthly amounts over 48 months beginning on November 1, 2005.