Filing Details
- Accession Number:
- 0001209191-15-069171
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-02 17:30:25
- Reporting Period:
- 2015-09-01
- Filing Date:
- 2015-09-02
- Accepted Time:
- 2015-09-02 17:30:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1092796 | Smith & Wesson Holding Corp | SWHC | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 870543688 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1283420 | M Barry Monheit | 2100 Roosevelt Avenue Springfield MA 01104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-09-01 | 10,000 | $4.44 | 25,534 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-09-01 | 10,000 | $12.88 | 35,534 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-09-01 | 20,000 | $18.50 | 15,534 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2015-09-01 | 10,000 | $0.00 | 10,000 | $4.44 |
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2015-09-01 | 10,000 | $0.00 | 10,000 | $12.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-09-15 | No | 4 | M | Direct | |
| 0 | 2016-09-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 66,800 | Indirect | By Trust |
Footnotes
- The shares were sold pursuant to a 10b5-1 Trading Plan dated June 22, 2015.
- The shares are held by Barry M. Monheit, Trustee, SEP PROP Monheit Family Trust U/A Dtd 7/16/2002.
- 1/12th of the total number of options granted vested and became exercisable each month after the September 15, 2008 date of grant.
- 1/12th of the total number of options granted vested and became exercisable each month after the September 18, 2006 date of grant.
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