Filing Details
- Accession Number:
- 0001209191-15-069164
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-09-02 17:19:55
- Reporting Period:
- 2015-08-26
- Filing Date:
- 2015-09-02
- Accepted Time:
- 2015-09-02 17:19:55
- Original Submission Date:
- 2015-08-27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1070154 | Sterling Bancorp | STL | National Commercial Banks (6021) | 800091851 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1596368 | E Michael Finn | 400 Rella Boulevard Montebello NY 10901 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-26 | 4,000 | $13.48 | 4,000 | No | 4 | P | Indirect | By Roth IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Roth IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 31,595 | Direct | |
| Common Stock | 12,480 | Indirect | By Traditional IRA |
Footnotes
- Due to an administrative error, the Reporting Person's Direct holdings and restricted shares were incorrectly reported. This filing reflects the correct Direct holdings of the Reporting Person, including the corrected Restricted Stock award amount of 13,605 shares of Sterling Bancorp stock as previously reported on June 30, 2015 in connection with the merger of Hudson Valley Holding Corp. into Sterling Bancorp.
- Reflects change in form of ownership from 'Indirect" (401(k)) to "Indirect" Traditional IRA.
Billionaire Hedge Funds
