Filing Details

Accession Number:
0001179110-15-012887
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-02 16:52:44
Reporting Period:
2015-08-31
Filing Date:
2015-09-02
Accepted Time:
2015-09-02 16:52:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1145460 Alere Inc. ALR In Vitro & In Vivo Diagnostic Substances (2835) 043565120
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1632754 Mark Gladwell 51 Sawyer Road, Suite 200
Waltham MA 02453
Senior Vp, Global Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-31 5,000 $0.00 5,000 No 4 M Direct
Common Stock Disposition 2015-08-31 2,349 $51.97 2,651 No 4 F Direct
Common Stock Acquisiton 2015-08-31 3,000 $19.15 5,651 No 4 M Direct
Common Stock Acquisiton 2015-08-31 2,500 $18.91 8,151 No 4 M Direct
Common Stock Acquisiton 2015-08-31 5,000 $27.97 13,151 No 4 M Direct
Common Stock Acquisiton 2015-08-31 12,263 $26.06 25,414 No 4 M Direct
Common Stock Acquisiton 2015-08-31 4,750 $25.68 30,164 No 4 M Direct
Common Stock Disposition 2015-08-31 27,513 $52.23 2,651 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2015-08-31 5,000 $0.00 5,000 $0.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-08-31 3,000 $0.00 3,000 $19.15
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-08-31 2,500 $0.00 2,500 $18.91
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-08-31 5,000 $0.00 5,000 $27.97
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-08-31 12,263 $0.00 12,263 $26.06
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-08-31 4,750 $0.00 4,750 $25.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 No 4 M Direct
0 2018-10-31 No 4 M Direct
0 2018-12-31 No 4 M Direct
0 2020-08-31 No 4 M Direct
7,737 2021-10-31 No 4 M Direct
4,750 2023-04-30 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of Alere common stock.
  2. On August 31, 2014, the reporting person was granted 15,000 restricted stock units, which vest as follows: 5,000 on the first anniversary of the grant date (8/31/15); 5,000 on the second anniversary of the grant date (8/31/16); and 5,000 on the third anniversary of the grant date (8/31/17).
  3. Represents same day exercise and sale of stock options.
  4. Option vested in four equal installments on 10/31/09, 10/31/10, 10/31/11 and 10/31/12.
  5. Option vested in four equal installments on 12/31/09, 12/31/10, 12/31/11 and 12/31/12.
  6. Option vested in four equal installments on 8/31/11, 8/31/12, 8/31/13 and 8/31/14.
  7. Option will vest in four equal installments on 10/31/12, 10/31/13, 10/31/14 and 10/31/15.
  8. Option will vest in four equal installments on 4/30/14, 4/30/15, 4/30/16 and 4/30/17.
  9. This derivative security does not have a price.
  10. The price reported is a weighted average price. These shares were sold in approximately 253 separate transactions at prices ranging from $51.75 to $52.556, inclusive. The reporting person hereby undertakes to provide to the SEC, the issuer or any stockcholder of the issuer, upon request, the full information regarding the number of shares and prices at which the transaction was effected.