Filing Details
- Accession Number:
- 0001179110-15-012887
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-02 16:52:44
- Reporting Period:
- 2015-08-31
- Filing Date:
- 2015-09-02
- Accepted Time:
- 2015-09-02 16:52:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1145460 | Alere Inc. | ALR | In Vitro & In Vivo Diagnostic Substances (2835) | 043565120 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1632754 | Mark Gladwell | 51 Sawyer Road, Suite 200 Waltham MA 02453 | Senior Vp, Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-31 | 5,000 | $0.00 | 5,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-08-31 | 2,349 | $51.97 | 2,651 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-08-31 | 3,000 | $19.15 | 5,651 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-31 | 2,500 | $18.91 | 8,151 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-31 | 5,000 | $27.97 | 13,151 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-31 | 12,263 | $26.06 | 25,414 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-31 | 4,750 | $25.68 | 30,164 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-08-31 | 27,513 | $52.23 | 2,651 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2015-08-31 | 5,000 | $0.00 | 5,000 | $0.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-31 | 3,000 | $0.00 | 3,000 | $19.15 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-31 | 2,500 | $0.00 | 2,500 | $18.91 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-31 | 5,000 | $0.00 | 5,000 | $27.97 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-31 | 12,263 | $0.00 | 12,263 | $26.06 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-31 | 4,750 | $0.00 | 4,750 | $25.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,000 | No | 4 | M | Direct | ||
0 | 2018-10-31 | No | 4 | M | Direct | |
0 | 2018-12-31 | No | 4 | M | Direct | |
0 | 2020-08-31 | No | 4 | M | Direct | |
7,737 | 2021-10-31 | No | 4 | M | Direct | |
4,750 | 2023-04-30 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Alere common stock.
- On August 31, 2014, the reporting person was granted 15,000 restricted stock units, which vest as follows: 5,000 on the first anniversary of the grant date (8/31/15); 5,000 on the second anniversary of the grant date (8/31/16); and 5,000 on the third anniversary of the grant date (8/31/17).
- Represents same day exercise and sale of stock options.
- Option vested in four equal installments on 10/31/09, 10/31/10, 10/31/11 and 10/31/12.
- Option vested in four equal installments on 12/31/09, 12/31/10, 12/31/11 and 12/31/12.
- Option vested in four equal installments on 8/31/11, 8/31/12, 8/31/13 and 8/31/14.
- Option will vest in four equal installments on 10/31/12, 10/31/13, 10/31/14 and 10/31/15.
- Option will vest in four equal installments on 4/30/14, 4/30/15, 4/30/16 and 4/30/17.
- This derivative security does not have a price.
- The price reported is a weighted average price. These shares were sold in approximately 253 separate transactions at prices ranging from $51.75 to $52.556, inclusive. The reporting person hereby undertakes to provide to the SEC, the issuer or any stockcholder of the issuer, upon request, the full information regarding the number of shares and prices at which the transaction was effected.