Filing Details
- Accession Number:
- 0001127602-15-026462
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-02 16:01:34
- Reporting Period:
- 2015-08-31
- Filing Date:
- 2015-09-02
- Accepted Time:
- 2015-09-02 16:01:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1364742 | Blackrock Inc. | BLK | Security Brokers, Dealers & Flotation Companies (6211) | 320174431 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1059246 | Robert Kapito | Blackrock Inc. 55 East 52Nd Street New York NY 10055 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-08-31 | 61,949 | $167.76 | 373,935 | No | 4 | M | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-08-31 | 24,132 | $302.63 | 349,803 | No | 4 | S | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-08-31 | 11,844 | $303.48 | 337,959 | No | 4 | S | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-08-31 | 9,614 | $304.80 | 328,345 | No | 4 | S | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-08-31 | 4,410 | $305.41 | 323,935 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-31 | 61,949 | $0.00 | 61,949 | $167.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 148,160 | 2007-01-31 | 2017-01-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Shares Of Common Stock (Par Value $0.01 Per Share) | 240,114 | Indirect | By Grantor Retained Annuity Trusts |
Footnotes
- Includes (i) 7,981 Restricted Stock Units vesting on 1/31/16, (ii) 14,182 Restricted Stock Units vesting in installments on 1/31/16 and 1/31/17, (iv) 8,928 shares of Restricted Stock vesting in installments on 1/31/16, 1/31/17 and 1/31/18, (v) 26,213 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested, (vi) 29,583 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (vii) 19,201 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
- This transaction was executed in multiple trades at prices ranging from $302.1800 to $303.1400. The price represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issue, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $303.1750 to $304.1350. The price represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issue, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $304.2000 to $305.1800. The price represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issue, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $305.2100 to $305.7100. The price represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issue, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
- Relates to a portion of a long-term plan option award of 210,109 options granted on 1/31/07 with an expiration date of 1/31/17.
Billionaire Hedge Funds
