Filing Details

Accession Number:
0001140361-15-034129
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-01 20:30:50
Reporting Period:
2015-08-28
Filing Date:
2015-09-01
Accepted Time:
2015-09-01 20:30:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415624 Yume Inc YUME Services-Advertising Agencies (7311) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257089 Jayant Kadambi C/O Yume, Inc.
1204 Middlefield Road
Redwood City CA 94063
Chairman, President, & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-28 35,000 $0.00 788,964 No 4 M Direct
Common Stock Disposition 2015-08-31 13,863 $2.62 775,101 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2015-08-28 35,000 $0.00 35,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,000 No 4 M Direct
Footnotes
  1. Represents sales to satisfy tax withholding obligations in connection with the vesting of 35,000 restricted stock units.
  2. Represents the aggregate of sales effected on the same day at different prices.
  3. Represents the weighted average sales price per share. The shares sold at prices ranging from $2.62 to $2.71 per share. Full information regarding the number of shares sold at each price shall be provided upon request from the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  4. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
  5. The restricted stock units vest in two equal annual installments commencing on August 28, 2014. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.