Filing Details
- Accession Number:
- 0001144204-15-053289
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-01 17:22:30
- Reporting Period:
- 2015-08-28
- Filing Date:
- 2015-09-01
- Accepted Time:
- 2015-09-01 17:22:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1563665 | Harvard Apparatus Regenerative Technology Inc. | HART | Surgical & Medical Instruments & Apparatus (3841) | 455210462 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1641900 | Saverio Lafrancesca | C/O Hart 84 October Hill Road, Suite 11 Holliston MA 01746 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-28 | 2,500 | $0.96 | 14,214 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Stock option (right to buy) | Acquisiton | 2015-08-31 | 160,000 | $0.00 | 160,000 | $1.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 160,000 | 2025-08-31 | No | 4 | A | Direct |
Footnotes
- The option shares vest in four equal installments on August 31, 2016, 2017, 2018 and 2019.
Billionaire Hedge Funds
