Filing Details
- Accession Number:
- 0001398344-15-005954
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-01 17:02:30
- Reporting Period:
- 2015-08-28
- Filing Date:
- 2015-09-01
- Accepted Time:
- 2015-09-01 17:02:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1379400 | Alpine Total Dynamic Dividend Fund | AOD | () | 205785181 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1368142 | A Samuel Lieber | C/O Alpine Woods Capital Investors 2500 Westchester Avenue, Suite 215 Purchase NY 10577 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Acquisiton | 2015-08-28 | 35,000 | $8.04 | 47,500 | No | 4 | P | Direct | |
Common Shares Of Beneficial Interest | Acquisiton | 2015-08-31 | 15,000 | $8.05 | 62,500 | No | 4 | P | Direct | |
Common Shares Of Beneficial Interest | Acquisiton | 2015-08-28 | 35,000 | $8.04 | 47,500 | No | 4 | P | Indirect | By Charitable Foundation |
Common Shares Of Beneficial Interest | Acquisiton | 2015-08-31 | 15,000 | $8.05 | 62,500 | No | 4 | P | Indirect | By Charitable Foundation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Charitable Foundation |
No | 4 | P | Indirect | By Charitable Foundation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares Of Beneficial Interest | 25,000 | Indirect | By Limited Partnership |
Footnotes
- Includes 12,500 shares held individually which reflect the impact of 1 for 2 reverse stock split on January 21, 2014. The balance held in joint tenancy with wife
- Shares held prior to the reported purchase reflect the impact of 1 for 2 reverse stock split on January 21, 2014
- Reflects the effect of 1 for 2 reverse stock split on January 21, 2014