Filing Details
- Accession Number:
- 0001209191-15-068844
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-01 16:51:06
- Reporting Period:
- 2015-08-28
- Filing Date:
- 2015-09-01
- Accepted Time:
- 2015-09-01 16:51:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009829 | Jakks Pacific Inc | JAKK | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 954527222 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189020 | Patrick Soon-Shiong | 9922 Jefferson Boulevard Culver City CA 90232 | No | No | Yes | No | |
| 1560407 | California Capital Z, Llc | 9922 Jefferson Boulevard Culver City CA 90232 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-08-28 | 53,763 | $9.39 | 4,134,082 | No | 4 | S | Indirect | Through California Capital |
| Common Stock | Disposition | 2015-08-31 | 13,132 | $9.75 | 4,120,950 | No | 4 | S | Indirect | Through California Capital |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Through California Capital |
| No | 4 | S | Indirect | Through California Capital |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 239,622 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | $16.28 | 2012-09-12 | 2017-09-12 | 1,500,000 | 1,500,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-09-12 | 1,500,000 | 1,500,000 | Indirect |
Footnotes
- These shares of common stock were sold on the open market. The price reported in Column 4 is a weighted average sale price. Each of Dr. Patrick Soon-Shiong and California Capital Z, LLC ("California Capital") undertakes to provide to JAKKS Pacific, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.
- Dr. Soon-Shiong is the sole member of California Capital.
- California Capital Equity, LLC is the sole member of NantWorks LLC. Dr. Soon-Shiong is the sole member of California Capital Equity, LLC.
Billionaire Hedge Funds
