Filing Details

Accession Number:
0001140361-11-006098
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-03 17:34:00
Reporting Period:
2011-02-01
Filing Date:
2011-02-03
Accepted Time:
2011-02-03 17:34:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060822 Carters Inc CRI Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) 133912933
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1312988 Berkshire Partners Llc 200 Clarendon Street
35Th Floor
Boston MA 02116
No No Yes No
1374108 P L Vii-A Fund Berkshire C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1374109 P L Vii Fund Berkshire C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02108
No No Yes No
1501625 Stockbridge Fund, L.p. C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1505182 Stockbridge Absolute Return Fund, L.p. C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1505183 Stockbridge Partners Llc C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1505184 Berkshire Investors Iii Llc C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1505185 Berkshire Investors Iv Llc C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1505316 Stockbridge Associates Llc C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1506763 Stockbridge Fund M, L.p. 200 Clarendon Street
35Th Floor
Boston MA 02116
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-01 83,000 $28.11 423,646 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 70,700 Direct
Common Stock 6,656,136 Indirect See Footnotes
Common Stock 105,275 Direct
Common Stock 53,599 Direct
Common Stock 6,944 Direct
Common Stock 22,682 Direct
Footnotes
  1. The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of sales prices.
  2. The price reported represents the weighted average price. Purchase prices range from $27.90 to $28.22 per share, inclusive. Stockbridge Fund, L.P. ("Stockbridge Fund") undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by Stockbridge Fund at each separate price within the range.
  3. Represents shares held directly by Stockbridge Fund. Stockbridge Associates LLC ("SA LLC") is the sole general partner of Stockbridge Fund. SA LLC disclaims beneficial ownership of such shares of common stock except to the extent of its pecuniary interest therein. Stockbridge Fund and SA LLC may be deemed to be, but do not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
  4. Represents shares held directly by Stockbridge Fund M, L.P. ("Stockbridge M"). SA LLC is the sole general partner of Stockbridge M. SA LLC disclaims beneficial ownership of such shares of common stock except to the extent of its pecuniary interest therein. Stockbridge M and SA LLC may be deemed to be, but do not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
  5. Represents shares held indirectly by Berkshire Partners LLC ("Berkshire Partners"), Seventh Berkshire Associates LLC ("7BA") and Stockbridge Partners LLC ("Stockbridge Partners"). Berkshire Fund VII, L.P. ("Fund VII"), through a wholly owned subsidiary, has a total ownership of 5,399,436 shares. Berkshire Fund VII-A, L.P. ("Fund VII-A"), through a wholly owned subsidiary, has a total ownership of 1,009,440 shares. Stockbridge Partners has a total ownership of 247,260 shares on behalf of a managed account.
  6. 7BA is the sole general partner of Fund VII and Fund VII-A. Berkshire Partners, 7BA and Stockbridge Partners are under common control and may be deemed to be, but do not admit to being, a group for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. Each of Berkshire Partners, 7BA and Stockbridge Partners disclaims beneficial ownership of any securities except to the extent of its pecuniary interest therein.
  7. Represents shares held directly by Berkshire Investors IV LLC. Berkshire Investors IV LLC may be deemed to be, but does not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
  8. Represents shares held directly by Berkshire Investors III LLC. Berkshire Investors III LLC may be deemed to be, but does not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
  9. Represents shares held directly by Stockbridge Absolute Return Fund, L.P. ("Stockbridge Absolute"). SA LLC is the sole general partner of Stockbridge Absolute. SA LLC disclaims beneficial ownership of such shares of common stock except to the extent of its pecuniary interest therein. Stockbridge Absolute and SA LLC may be deemed to be, but do not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
  10. Represents shares held directly by Berkshire Partners.