Filing Details
- Accession Number:
- 0001140361-15-034007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-01 12:29:42
- Reporting Period:
- 2015-08-28
- Filing Date:
- 2015-09-01
- Accepted Time:
- 2015-09-01 12:29:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569994 | Waterstone Financial Inc. | WSBF | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1374571 | F William Bruss | 11200 W Plank Court Wauwatosa WI 53226 | Coo General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-08-28 | 800 | $12.60 | 41,885 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 27,961 | Indirect | By ESOP |
Common Stock | 12,478 | Indirect | By 401(k) plan |
Common Stock | 21 | Indirect | By Custodian |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $16.11 | 2014-01-22 | 2017-01-05 | 54,865 | 54,865 | Direct |
Common Stock | Stock Options | $1.73 | 2014-01-22 | 2022-01-04 | 38,405 | 38,405 | Direct |
Common Stock | Stock Options | $12.75 | 2016-03-04 | 2025-03-04 | 30,000 | 30,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-01-05 | 54,865 | 54,865 | Direct |
2022-01-04 | 38,405 | 38,405 | Direct |
2025-03-04 | 30,000 | 30,000 | Direct |