Filing Details
- Accession Number:
- 0001140361-15-033912
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-31 16:11:36
- Reporting Period:
- 2015-08-28
- Filing Date:
- 2015-08-31
- Accepted Time:
- 2015-08-31 16:11:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1095981 | Cytori Therapeutics Inc. | CYTX | Surgical & Medical Instruments & Apparatus (3841) | 330827593 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184566 | David Rickey | 3020 Callan Road San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-28 | 35,000 | $0.31 | 220,059 | No | 4 | P | Indirect | By Charitable Foundation |
Common Stock | Acquisiton | 2015-08-28 | 21,000 | $0.31 | 653,385 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Charitable Foundation |
No | 4 | P | Indirect | By Trust |
Footnotes
- These securities are owned by the Dave Rickey and Daughters Foundation.
- These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust.
- The shares were purchased in multiple open market transactions ranging in price from $0.3139 to $0.315 per share, with a weighted average price of $0.3148 (as reported above).