Filing Details
- Accession Number:
- 0001140361-15-033899
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-31 15:55:08
- Reporting Period:
- 2015-08-31
- Filing Date:
- 2015-08-31
- Accepted Time:
- 2015-08-31 15:55:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1051627 | Axt Inc | AXTI | Semiconductors & Related Devices (3674) | 943031310 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1319931 | Davis Zhang | 4281 Technology Drive Fremont CA 94538 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-08-27 | 1,978 | $2.17 | 221,145 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-08-28 | 14,200 | $2.20 | 206,945 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-08-31 | 4,457 | $2.24 | 202,488 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually sold for the stock ranged from $2.17 to $2.17
- The price in Column 4 is a weighted average price. The prices actually sold for the stock ranged from $2.18 to $2.25
- The price in Column 4 is a weighted average price. The prices actually sold for the stock ranged from $2.23 to $2.25