Filing Details

Accession Number:
0001445116-11-000004
Form Type:
5
Zero Holdings:
No
Publication Time:
2011-02-03 17:20:31
Reporting Period:
2010-12-31
Filing Date:
2011-02-03
Accepted Time:
2011-02-03 17:20:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1169770 First Pactrust Bancorp Inc FPTB National Commercial Banks (6021) 043639825
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904217 Partnership Limited America Of Investors 135 N Meramec
Clayton MO 63105
No No No Yes
927387 F James Dierberg No No No Yes
1405170 First Capital America, Inc. 135 North Meramec
Clayton MO 63105
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-12-06 28,600 $13.00 5,200 No 5 S Indirect See Note
Common Stock Disposition 2010-12-28 5,200 $13.04 0 No 5 S Indirect See Note
Common Stock Disposition 2010-12-28 11,700 $13.04 256,300 No 5 S Indirect See Note
Common Stock Disposition 2010-12-29 16,100 $13.05 240,200 No 5 S Indirect See Note
Common Stock Disposition 2010-12-30 27,800 $13.15 212,400 No 5 S Indirect See Note
Common Stock Disposition 2010-12-31 10,600 $13.08 201,800 No 5 S Indirect See Note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 S Indirect See Note
No 5 S Indirect See Note
No 5 S Indirect See Note
No 5 S Indirect See Note
No 5 S Indirect See Note
No 5 S Indirect See Note
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 43,680 Indirect See Note
Footnotes
  1. These securities are owned by Investors of America, Limited Partnership ("Investors") and may be deemed to be indirectly owned by First Capital America, Inc. ("First Capital") and James F. Dierberg, Trustee of the James F. Dierberg Living Trust Dated 10/8/85 ("JFD Lvg Trust"). Members of the Dierberg Family and the Dierberg Family Trusts are shareholders of First Capital; and First Securities America, Inc. ("FSA"), the General Partner of Investors. First Capital and JFD Lvg Trust disclaim beneficial ownership of these securities.
  2. These securities are owned by First Capital and may be deemed to be indirectly owned by Investors and JFD Lvg Trust. Members of the Dierberg Family and the Dierberg Family Trusts are shareholders of First Capital and FSA, the General Partner of Investors. Investors and JFD Lvg Trust disclaim beneficial ownership of these securities.
  3. These securities are owned by JFD Lvg Trust and may be deemed to be indirectly owned by Investors and First Capital. Members of the Dierberg Family and the Dierberg Family Trusts are shareholders of First Capital and FSA, the General Partner of Investors. Investors and First Capital disclaim beneficial ownership of these securities.