Filing Details

Accession Number:
0001547522-15-000152
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-31 14:02:52
Reporting Period:
2015-08-27
Filing Date:
2015-08-31
Accepted Time:
2015-08-31 14:02:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
811641 Immucell Corp ICCC In Vitro & In Vivo Diagnostic Substances (2835) 010382980
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1043218 E Jonathan Rothschild C/O Immucell Corporation
56 Evergreen Drive
Portland ME 04103
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-27 400 $7.45 515,936 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-27 400 $7.46 516,336 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-27 400 $7.47 516,736 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-27 300 $7.43 517,036 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-27 200 $7.52 517,236 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-27 200 $7.44 517,436 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-27 700 $7.41 518,136 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-27 400 $7.45 518,536 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-27 400 $7.46 518,936 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-28 200 $7.20 519,136 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-28 200 $7.29 519,336 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-28 300 $7.34 519,636 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-28 300 $7.31 519,936 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-28 200 $7.39 520,136 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-28 300 $7.32 520,436 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-28 100 $7.17 520,536 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-28 200 $7.37 520,736 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-28 200 $7.25 520,936 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-28 150 $7.26 521,086 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-28 50 $7.23 521,136 No 4 P Direct
Common Stock, Par Value $0.10 Per Share Acquisiton 2015-08-31 500 $7.17 521,636 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. These shares were acquired by Arterio Inc., a corporation owned solely by Mr. Rothschild.
  2. This figure includes 219,955 shares of common stock held by Arterio Inc., a corporation owned solely by Mr. Rothschild, and 39,555 shares held by the estate of Mr. Rothschild's parents. Mr. Rothschild is the executor of his parents' estate and is a one-third beneficiary of that estate. The distribution of the assets of that estate has not yet been resolved.