Filing Details
- Accession Number:
- 0001140361-15-033850
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-31 11:23:36
- Reporting Period:
- 2015-08-28
- Filing Date:
- 2015-08-31
- Accepted Time:
- 2015-08-31 11:23:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1609065 | Pathfinder Bancorp Inc. | PBHC | State Commercial Banks (6022) | 161540137 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1214087 | Edward Mervine | 214 West First St Oswego NY 13126 | Svp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-28 | 600 | $10.60 | 9,824 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 60 | Direct | |
Common Stock | 3,337 | Indirect | By ESOP |
Common Stock | 10,790 | Indirect | by 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $5.46 | 2012-06-23 | 2021-06-23 | 22,237 | 22,237 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-06-23 | 22,237 | 22,237 | Direct |
Footnotes
- Stock options vest at a rate of 20% per year commencing on June 23, 2012