Filing Details
- Accession Number:
- 0001140361-15-033830
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-08-28 21:48:34
- Reporting Period:
- 2013-06-14
- Filing Date:
- 2015-08-28
- Accepted Time:
- 2015-08-28 21:48:34
- Original Submission Date:
- 2015-08-27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487610 | Neuberger Berman High Yield Strategies Fund Inc. | NHS | () | 320073608 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1254645 | Bradley Tank | C/O Neuberger Berman Fixed Income Llc 190 Lasalle Street Chicago IL 60603-3421 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-14 | 1,750 | $13.15 | 1,750 | No | 4 | P | Indirect | By Indian Hill II LLC |
Common Stock | Acquisiton | 2013-06-17 | 2,050 | $13.22 | 3,800 | No | 4 | P | Indirect | By Indian Hill II LLC |
Common Stock | Acquisiton | 2013-06-25 | 4,000 | $12.60 | 7,800 | No | 4 | P | Indirect | By Indian Hill II LLC |
Common Stock | Acquisiton | 2015-08-25 | 5,000 | $10.49 | 12,800 | No | 4 | P | Indirect | By Indian Hill II LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Indian Hill II LLC |
No | 4 | P | Indirect | By Indian Hill II LLC |
No | 4 | P | Indirect | By Indian Hill II LLC |
No | 4 | P | Indirect | By Indian Hill II LLC |
Footnotes
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- This Form 4 amendment is being filed to include the full name of the LLC and the power of attorney.