Filing Details
- Accession Number:
- 0000899243-15-004215
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-28 17:00:41
- Reporting Period:
- 2015-08-28
- Filing Date:
- 2015-08-28
- Accepted Time:
- 2015-08-28 17:00:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1270436 | Institutional Financial Markets Inc. | IFMI | Security Brokers, Dealers & Flotation Companies (6211) | 161685692 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1587389 | Mead Park Capital Partners Llc | C/O Mead Park Holdings Lp 70 East 55Th Street, 21St Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Disposition | 2015-08-28 | 1,461,876 | $1.33 | 487,291 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Convertible Senior Promissory Notes | Disposition | 2015-08-28 | 0 | $5,421,797.70 | 1,461,876 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-09-25 | 2018-09-25 | No | 4 | S | Direct |
Footnotes
- Principal amount of Convertible Senior Promissory Notes.
Billionaire Hedge Funds
