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Home > Insider Trading > Filing (0000899243-15-004215)

Filing Details

Accession Number:: 0000899243-15-004215
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-08-28 17:00:41
Reporting Period:: 2015-08-28

Filing Date:: 2015-08-28
Accepted Time:: 2015-08-28 17:00:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1270436	Institutional Financial Markets Inc.	IFMI	Security Brokers, Dealers & Flotation Companies (6211)	161685692

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587389	Mead Park Capital Partners Llc	C/O Mead Park Holdings Lp 70 East 55Th Street, 21St Floor New York NY 10022		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001	Disposition	2015-08-28	1,461,876	$1.33	487,291	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.001	Convertible Senior Promissory Notes	Disposition	2015-08-28	0	$5,421,797.70	1,461,876	$3.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-09-25	2018-09-25	No	4	S	Direct

Footnotes

Principal amount of Convertible Senior Promissory Notes.