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Home > Insider Trading > Filing (0001181431-11-007119)

Filing Details

Accession Number:: 0001181431-11-007119
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-02-03 16:59:05
Reporting Period:: 2011-02-01

Filing Date:: 2011-02-03
Accepted Time:: 2011-02-03 16:59:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
912365	Evergreen Energy Inc	EEE	Bituminous Coal & Lignite Surface Mining (1221)	841079971

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1488695	E Kevin Milliman	1225 17Th Street Suite 1300 Denver CO 80202	Vp Of Engineering	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-02-01	19,231	$2.60	19,231	No	4	P	Indirect	By IRA for Self

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By IRA for Self

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant (Right to Buy)	Acquisiton	2011-02-01	18,762	$2.60	18,762	$2.60
Common Stock	Warrant (Right to Buy)	Acquisiton	2011-02-01	9,381	$2.73	9,381	$2.73
Common Stock	Warrant (Right to Buy)	Acquisiton	2011-02-01	9,381	$2.80	9,381	$2.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
18,762	2011-08-01	2014-08-01	No	4	P	Indirect
28,143	2011-08-01	2014-08-01	No	4	P	Indirect
37,524	2011-08-01	2014-08-01	No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	38,014	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right To Buy)	$0.00			0	185,001	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	0	185,001	Direct

Footnotes

Not applicable - report of holdings only.