Filing Details
- Accession Number:
- 0001091667-15-000208
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-28 16:02:00
- Reporting Period:
- 2015-08-27
- Filing Date:
- 2015-08-28
- Accepted Time:
- 2015-08-28 16:02:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1091667 | Charter Communications Inc. | CHTR | Cable & Other Pay Television Services (4841) | 431857213 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1510102 | R Richard Dykhouse | C/O Charter Communications, Inc. 400 Atlantic Street Stamford CT 06901 | Evp/Gen Counsel/Corp Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2015-08-27 | 600 | $0.00 | 6,095 | No | 5 | G | Direct | |
| Class A Common Stock | Acquisiton | 2015-08-27 | 7,000 | $35.38 | 13,095 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2015-08-27 | 7,000 | $180.00 | 6,095 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2015-08-28 | 600 | $0.00 | 5,495 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options | Disposition | 2015-08-27 | 7,000 | $0.00 | 7,000 | $35.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-07-27 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options granted on 7/27/2010 under the Charter Communications, Inc. 2009 Stock Incentive Plan.
- Includes sale of stock options reported as exercised.
- Multiple lots for the same price for this order have been combined.
- The option, representing a right to purchase a total of 7000 shares, became exercisable in four equal annual installments, beginning on March 1, 2011.
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