Filing Details

Accession Number:
0001144204-15-052649
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-28 15:15:19
Reporting Period:
2012-05-23
Filing Date:
2015-08-28
Accepted Time:
2015-08-28 15:15:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509470 Gsv Capital Corp. GSVC () 274443543
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1517808 T. Michael Moe C/O Gsv Capital Corp.
2925 Woodside Road
Woodside CA 94062
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-23 1,946 $11.91 1,946 No 4 P Indirect By GSV X Fund, LP
Common Stock Acquisiton 2012-05-30 860 $10.84 2,806 No 4 P Indirect By GSV X Fund, LP
Common Stock Acquisiton 2012-05-31 436 $10.45 3,242 No 4 P Indirect By GSV X Fund, LP
Common Stock Acquisiton 2012-11-19 1,154 $7.08 4,396 No 4 P Indirect By GSV X Fund, LP
Common Stock Acquisiton 2014-03-18 3,193 $11.78 7,589 No 4 P Indirect By GSV X Fund, LP
Common Stock Acquisiton 2015-03-19 1,000 $9.47 8,589 No 4 P Indirect By GSV X Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By GSV X Fund, LP
No 4 P Indirect By GSV X Fund, LP
No 4 P Indirect By GSV X Fund, LP
No 4 P Indirect By GSV X Fund, LP
No 4 P Indirect By GSV X Fund, LP
No 4 P Indirect By GSV X Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,245 Direct
Footnotes
  1. These shares are held by GSV X Fund, LP ("GSV X"). The reporting person has a limited partnership interest in GSV X and is the Chief Executive Officer, Chief Investment Officer and majority owner of GSV Asset Management, LLC ("GSV Asset Management"), which is the general partner of GSV X. The reporting person disclaims beneficial ownership of the securities held by GSV X, except to the extent of his pecuniary interest, if any, in such securities by virtue of his interest in GSV Asset Management and his limited partnership interest in GSV X.