Filing Details
- Accession Number:
- 0001318148-11-000185
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-03 16:21:44
- Reporting Period:
- 2011-02-01
- Filing Date:
- 2011-02-03
- Accepted Time:
- 2011-02-03 16:21:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056288 | Federated Investors Inc | FII | Investment Advice (6282) | 251111467 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1061438 | R Thomas Donahue | C/O Federated Investors Inc. 1001 Liberty Ave. Pittsburgh PA 15222 | Vice President, Cfo, Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Acquisiton | 2011-02-01 | 80,000 | $24.88 | 648,951 | No | 4 | M | Direct | |
Class B Common Stock | Disposition | 2011-02-01 | 80,000 | $26.93 | 568,951 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-01 | 80,000 | $0.00 | 80,000 | $24.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-06-30 | 2011-06-30 | No | 4 | M | Direct |
Footnotes
- This includes 72 shares of Federated Investors, Inc. Class B Common Stock held in Federated's Profit Sharing/401(k) Plan.
- In addition to the holdings set forth in Table I: 4,409 shares are held indirectly by spouse; 1,005,550 shares are held indirectly by MaxFund Partners, L.P.; 82 shares are held indirectly by AWOL, Inc.; 298,559 shares are held indirectly by the Beechwood Company, L.P.; 82,755 shares are held indirectly by Comax Partners Limited Partnership; 300,480 shares are held indirectly by power of attorney; 154,695 shares are held indirectly by children; and 219,964 shares are held indirectly by J. Christopher Donahue as Custodian for minor children.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.8600 to $27.06 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.