Filing Details
- Accession Number:
- 0001209191-15-068176
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-27 15:19:29
- Reporting Period:
- 2015-08-26
- Filing Date:
- 2015-08-27
- Accepted Time:
- 2015-08-27 15:19:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070154 | Sterling Bancorp | STL | National Commercial Banks (6021) | 800091851 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1596368 | E Michael Finn | 400 Rella Boulevard Montebello NY 10901 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-26 | 4,000 | $13.48 | 4,000 | No | 4 | P | Indirect | By Roth IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Roth IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 49,585 | Direct | |
Common Stock | 12,480 | Indirect | By Traditional IRA |
Footnotes
- Represents inclusion of the previously disclosed Restricted Stock award of 17,990 shares of Sterling Bancorp stock granted on June 30, 2015 in connection with the merger of Hudson Valley Holding Corp. into Sterling Bancorp.
- Reflects change in form of ownership from 'Indirect" (401(k)) to "Indirect" Traditional IRA.